Addetto Compliance

Azienda

Investment Bank

Descrizione

For a leading Investment Bank we are looking for COMPLIANCE SPECIALIST
Communicates to Business Lines the rules applicable to them and contributes to their operational adaptation and implementation.
Analyzes the impact of Compliance normative framework evolutions and specifies the developments required to ensure their implementation, in particular in terms of tools or training.
Conducts a comprehensive analysis, by consulting the Compliance Officers within the Function when appropriate, in order to provide a well informed recommendation on the issues regarding the compliance of the file (clients, transactions ).
According to delegation rules and procedures in place, provides a documented decision (approval, refusal, conditional approval) or refers the file to the appropriate decision maker(s).
Ensures the technical follow-up and the management of the file until its final completion, focusing on supplying with highest visibility on anticipated response times.
Supports Business Linès development through validating the compliance of new businesses, new products, services or specific operations, provides technical support on his/her domain of expertise
Initiates or participates in projects aiming at improving Compliance practices.
Leads / participates in staff Compliance training and ensures day-to-day knowledge circulation
Participates in realizing the various statements or reports.
Identifies issues, routing them according to defined procedures.
Core competences
Knowledge of Laws and Regulation applicable (Bank of Italy and Consob's regulations, MiFID II, Market Abuse, AML, Data Protection.
Knowledge of Compliance issues and challenges specific to his/her environment (Business Line, Country, Region).
Knowledge of Business Line (processes, products, clients...) and controls.

IT & Language skills
Knowledge of the Métier environment of his/her entity
Knowledge and use of computer tools
Use of a foreign language: English
Other skills
Acting with perspective, Taking initiative, Decision-making skills, Communication skills, Ability to report
Risk management
Sharing knowledge
Degree/Master Degree

Luogo di lavoro:

Città Metropolitana di Milano

Disponibilità:

Assunzione diretta

Tipologia:

Full Time

Data pubblicazione:

13/05/2019

Codice annuncio:

500238717

Visualizzazioni annuncio:

1

Nome filiale:

BANK. & INSUR. EXPERIS MI

Numero di candidati ricercati:

1
NOTE LEGALI:
Experis è una compagnia eticamente responsabile. Il servizio è gratuito. I candidati ambosessi (L.903/77 - D.Lgs. n.198/2006) sono invitati a leggere l'informativa Privacy su www.experis.it Aut. Min. Prot. N. 1116 - SG - del 26/11/04.
Il titolare della registrazione e/o candidatura dichiara di essere a conoscenza delle sanzioni penali previste in caso di dichiarazioni mendaci o contenenti dati non più rispondenti a verità come previsto dal D.P.R. nº445 del 28.12.2000

Addetto Compliance

Città Metropolitana di Milano
Assunzione diretta
Full Time
13/05/2019
500238717
1
BANK. & INSUR. EXPERIS MI
1

Azienda

Investment Bank

Descrizione

For a leading Investment Bank we are looking for COMPLIANCE SPECIALIST
Communicates to Business Lines the rules applicable to them and contributes to their operational adaptation and implementation.
Analyzes the impact of Compliance normative framework evolutions and specifies the developments required to ensure their implementation, in particular in terms of tools or training.
Conducts a comprehensive analysis, by consulting the Compliance Officers within the Function when appropriate, in order to provide a well informed recommendation on the issues regarding the compliance of the file (clients, transactions ).
According to delegation rules and procedures in place, provides a documented decision (approval, refusal, conditional approval) or refers the file to the appropriate decision maker(s).
Ensures the technical follow-up and the management of the file until its final completion, focusing on supplying with highest visibility on anticipated response times.
Supports Business Linès development through validating the compliance of new businesses, new products, services or specific operations, provides technical support on his/her domain of expertise
Initiates or participates in projects aiming at improving Compliance practices.
Leads / participates in staff Compliance training and ensures day-to-day knowledge circulation
Participates in realizing the various statements or reports.
Identifies issues, routing them according to defined procedures.
Core competences
Knowledge of Laws and Regulation applicable (Bank of Italy and Consob's regulations, MiFID II, Market Abuse, AML, Data Protection.
Knowledge of Compliance issues and challenges specific to his/her environment (Business Line, Country, Region).
Knowledge of Business Line (processes, products, clients...) and controls.

IT & Language skills
Knowledge of the Métier environment of his/her entity
Knowledge and use of computer tools
Use of a foreign language: English
Other skills
Acting with perspective, Taking initiative, Decision-making skills, Communication skills, Ability to report
Risk management
Sharing knowledge
Degree/Master Degree
NOTE LEGALI:
Experis è una compagnia eticamente responsabile. Il servizio è gratuito. I candidati ambosessi (L.903/77 - D.Lgs. n.198/2006) sono invitati a leggere l'informativa Privacy su www.experis.it Aut. Min. Prot. N. 1116 - SG - del 26/11/04.
Il titolare della registrazione e/o candidatura dichiara di essere a conoscenza delle sanzioni penali previste in caso di dichiarazioni mendaci o contenenti dati non più rispondenti a verità come previsto dal D.P.R. nº445 del 28.12.2000